{"id":25971,"date":"2014-08-01T00:09:36","date_gmt":"2014-08-01T05:09:36","guid":{"rendered":"http:\/\/prefblog.com\/?p=25971"},"modified":"2014-08-01T00:09:36","modified_gmt":"2014-08-01T05:09:36","slug":"hymas-investment-management-inc-complaints-policy","status":"publish","type":"post","link":"https:\/\/prefblog.com\/?p=25971","title":{"rendered":"Hymas Investment Management Inc. Complaints Policy"},"content":{"rendered":"<p>The regulators have decided I don&#8217;t pay enough tax, so in accordance with <a href=\"http:\/\/www.osc.gov.on.ca\/en\/SecuritiesLaw_csa_20140501_31-338_dispute-resolution-services.htm\">CSA Staff Notice 31-338 Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a Self-Regulatory Organization<\/a> I have joined the <a href=\"http:\/\/obsi.ca\/\">Ombudsman for Banking Services and Investments<\/a> and, more importantly, paid my OBSI Portfolio Manager Membership Fee. Assiduous Readers will be relieved to learn that since this fee is not actually charged by a Securities Commission, I do not expect it to be included when the various commissions discuss the rate of increase in regulatory fees.<\/p>\n<p>I haven&#8217;t had a single complaint in the fourteen years I&#8217;ve run my own shop, and none in the eight years before that during which I was with Greydanus, Boeckh &#038; Associates, Inc., but who knows? Tomorrow there might be a flood.<\/p>\n<p>Procedures for clients with complaints are detailed on the <a href=\"http:\/\/www.himivest.com\/complaints.php\">Hymas Investment Management Inc. website under the heading &quot;Complaints&quot;<\/a>.<\/p>\n","protected":false},"excerpt":{"rendered":"<p>The regulators have decided I don&#8217;t pay enough tax, so in accordance with CSA Staff Notice 31-338 Guidance on Dispute Resolution Services Client Disclosure for Registered Dealers and Advisers that are not members of a &hellip;<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[16],"tags":[],"class_list":["post-25971","post","type-post","status-publish","format-standard","hentry","category-miscellaneous-news"],"_links":{"self":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/posts\/25971","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=25971"}],"version-history":[{"count":0,"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/posts\/25971\/revisions"}],"wp:attachment":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=25971"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=25971"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=25971"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}