{"id":50315,"date":"2019-05-06T22:26:00","date_gmt":"2019-05-07T02:26:00","guid":{"rendered":"https:\/\/prefblog.com\/?p=50315"},"modified":"2025-10-15T22:27:22","modified_gmt":"2025-10-16T02:27:22","slug":"may-6-2019","status":"publish","type":"post","link":"https:\/\/prefblog.com\/?p=50315","title":{"rendered":"May 6, 2019"},"content":{"rendered":"

Some might be interested in the Investment Executive Brokerage Report Card<\/a>:<\/p>\n

Not surprisingly, the strong growth in advisors\u2019 businesses flowed through to their bottom lines: more than a fifth (20.8%) of Report Card respondents reported making over $1 million in annual compensation, up from 13.2% in last year\u2019s survey.<\/p>\n

Only 18.9% said they were earning less than $250,000 per year, down from 25% in last year\u2019s survey. Only 2.4% said they make less than $100,000 per year (down from 3.8% in 2018).<\/p>\n<\/blockquote>\n

\"brokeragereportcard_190506\"<\/a>
Click for big<\/i><\/div>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
HIMIPref™ Preferred Indices
These values reflect the December 2008 revision of the HIMIPref™ Indices<\/strong>
Values are provisional and are finalized monthly<\/td>\n<\/tr>\n
Index<\/td>\nMean
Current
Yield
(at bid)<\/td>\n		Median
YTW<\/td>\n		Median
Average
Trading
Value<\/td>\n		Median
Mod Dur
(YTW)<\/td>\n		Issues<\/td>\nDay’s Perf.<\/td>\nIndex Value<\/td>\n<\/tr>\n
Ratchet<\/td>\n0.00 %<\/td>\n0.00 %<\/td>\n0<\/td>\n0.00<\/td>\n0<\/td>\n-0.0273 %<\/td>\n2,075.2<\/td>\n<\/tr>\n
FixedFloater<\/td>\n0.00 %<\/td>\n0.00 %<\/td>\n0<\/td>\n0.00<\/td>\n0<\/td>\n-0.0273 %<\/td>\n3,807.9<\/td>\n<\/tr>\n
Floater<\/td>\n5.66 %<\/td>\n6.02 %<\/td>\n49,233<\/td>\n13.84<\/td>\n3<\/td>\n-0.0273 %<\/td>\n2,194.5<\/td>\n<\/tr>\n
OpRet<\/td>\n0.00 %<\/td>\n0.00 %<\/td>\n0<\/td>\n0.00<\/td>\n0<\/td>\n-0.2433 %<\/td>\n3,286.0<\/td>\n<\/tr>\n
SplitShare<\/td>\n4.69 %<\/td>\n4.93 %<\/td>\n80,941<\/td>\n4.28<\/td>\n7<\/td>\n-0.2433 %<\/td>\n3,924.2<\/td>\n<\/tr>\n
Interest-Bearing<\/td>\n0.00 %<\/td>\n0.00 %<\/td>\n0<\/td>\n0.00<\/td>\n0<\/td>\n-0.2433 %<\/td>\n3,061.8<\/td>\n<\/tr>\n
Perpetual-Premium<\/td>\n5.52 %<\/td>\n1.24 %<\/td>\n97,739<\/td>\n0.09<\/td>\n12<\/td>\n0.0230 %<\/td>\n2,954.8<\/td>\n<\/tr>\n
Perpetual-Discount<\/td>\n5.43 %<\/td>\n5.49 %<\/td>\n76,537<\/td>\n14.62<\/td>\n20<\/td>\n-0.0440 %<\/td>\n3,097.4<\/td>\n<\/tr>\n
FixedReset Disc<\/td>\n5.25 %<\/td>\n5.37 %<\/td>\n172,495<\/td>\n14.94<\/td>\n63<\/td>\n-0.2538 %<\/td>\n2,187.2<\/td>\n<\/tr>\n
Deemed-Retractible<\/td>\n5.23 %<\/td>\n5.80 %<\/td>\n101,609<\/td>\n8.08<\/td>\n27<\/td>\n-0.1026 %<\/td>\n3,075.3<\/td>\n<\/tr>\n
FloatingReset<\/td>\n3.95 %<\/td>\n4.32 %<\/td>\n52,424<\/td>\n2.63<\/td>\n4<\/td>\n0.3591 %<\/td>\n2,412.3<\/td>\n<\/tr>\n
FixedReset Prem<\/td>\n5.11 %<\/td>\n3.71 %<\/td>\n261,988<\/td>\n2.14<\/td>\n21<\/td>\n-0.1129 %<\/td>\n2,586.6<\/td>\n<\/tr>\n
FixedReset Bank Non<\/td>\n1.98 %<\/td>\n3.97 %<\/td>\n165,838<\/td>\n2.64<\/td>\n3<\/td>\n-0.0278 %<\/td>\n2,647.2<\/td>\n<\/tr>\n
FixedReset Ins Non<\/td>\n5.02 %<\/td>\n6.81 %<\/td>\n96,793<\/td>\n8.21<\/td>\n22<\/td>\n-0.2195 %<\/td>\n2,244.3<\/td>\n<\/tr>\n<\/table>\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n\n
Performance Highlights<\/strong><\/td>\n<\/tr>\n
Issue<\/td>\nIndex<\/td>\nChange<\/td>\nNotes<\/td>\n<\/tr>\n
MFC.PR.F<\/td>\nFixedReset Ins Non<\/td>\n-2.00 %<\/td>\nYTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 14.21
\nBid-YTW : 9.30 %<\/td>\n<\/tr>\n
BIP.PR.D<\/td>\nFixedReset Disc<\/td>\n-1.95 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 22.23
\nEvaluated at bid price : 22.65
\nBid-YTW : 5.91 %<\/td>\n<\/tr>\n
IFC.PR.E<\/td>\nDeemed-Retractible<\/td>\n-1.88 %<\/td>\nYTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 23.50
\nBid-YTW : 6.07 %<\/td>\n<\/tr>\n
HSE.PR.E<\/td>\nFixedReset Disc<\/td>\n-1.84 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 20.27
\nEvaluated at bid price : 20.27
\nBid-YTW : 6.41 %<\/td>\n<\/tr>\n
TRP.PR.B<\/td>\nFixedReset Disc<\/td>\n-1.69 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 12.24
\nEvaluated at bid price : 12.24
\nBid-YTW : 5.84 %<\/td>\n<\/tr>\n
BAM.PF.A<\/td>\nFixedReset Disc<\/td>\n-1.68 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 20.50
\nEvaluated at bid price : 20.50
\nBid-YTW : 5.74 %<\/td>\n<\/tr>\n
BAM.PR.T<\/td>\nFixedReset Disc<\/td>\n-1.56 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 15.75
\nEvaluated at bid price : 15.75
\nBid-YTW : 6.15 %<\/td>\n<\/tr>\n
NA.PR.S<\/td>\nFixedReset Disc<\/td>\n-1.35 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 18.33
\nEvaluated at bid price : 18.33
\nBid-YTW : 5.47 %<\/td>\n<\/tr>\n
BAM.PR.X<\/td>\nFixedReset Disc<\/td>\n-1.33 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 14.06
\nEvaluated at bid price : 14.06
\nBid-YTW : 5.88 %<\/td>\n<\/tr>\n
MFC.PR.I<\/td>\nFixedReset Ins Non<\/td>\n-1.33 %<\/td>\nYTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 20.81
\nBid-YTW : 6.74 %<\/td>\n<\/tr>\n
HSE.PR.G<\/td>\nFixedReset Disc<\/td>\n-1.15 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 19.85
\nEvaluated at bid price : 19.85
\nBid-YTW : 6.49 %<\/td>\n<\/tr>\n
PWF.PR.A<\/td>\nFloater<\/td>\n-1.11 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 13.35
\nEvaluated at bid price : 13.35
\nBid-YTW : 5.19 %<\/td>\n<\/tr>\n
IAF.PR.B<\/td>\nDeemed-Retractible<\/td>\n1.10 %<\/td>\nYTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 22.00
\nBid-YTW : 6.24 %<\/td>\n<\/tr>\n
RY.PR.Z<\/td>\nFixedReset Disc<\/td>\n1.15 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 18.48
\nEvaluated at bid price : 18.48
\nBid-YTW : 5.16 %<\/td>\n<\/tr>\n
MFC.PR.Q<\/td>\nFixedReset Ins Non<\/td>\n1.23 %<\/td>\nYTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 20.65
\nBid-YTW : 6.82 %<\/td>\n<\/tr>\n
PWF.PR.P<\/td>\nFixedReset Disc<\/td>\n1.43 %<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 14.20
\nEvaluated at bid price : 14.20
\nBid-YTW : 5.48 %<\/td>\n<\/tr>\n<\/table>\n\n\n\n\n\n\n\n\n\n\n
Volume Highlights<\/strong><\/td>\n<\/tr>\n
Issue<\/td>\nIndex<\/td>\nShares
Traded<\/td>\n		Notes<\/td>\n<\/tr>\n
CM.PR.R<\/td>\nFixedReset Disc<\/td>\n57,417<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 22.29
\nEvaluated at bid price : 22.81
\nBid-YTW : 5.33 %<\/td>\n<\/tr>\n
TD.PF.I<\/td>\nFixedReset Disc<\/td>\n54,100<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 22.39
\nEvaluated at bid price : 23.00
\nBid-YTW : 4.97 %<\/td>\n<\/tr>\n
BMO.PR.E<\/td>\nFixedReset Disc<\/td>\n42,660<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 21.89
\nEvaluated at bid price : 22.34
\nBid-YTW : 4.92 %<\/td>\n<\/tr>\n
RY.PR.Z<\/td>\nFixedReset Disc<\/td>\n32,769<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 18.48
\nEvaluated at bid price : 18.48
\nBid-YTW : 5.16 %<\/td>\n<\/tr>\n
TD.PF.E<\/td>\nFixedReset Disc<\/td>\n30,552<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 21.27
\nEvaluated at bid price : 21.54
\nBid-YTW : 5.11 %<\/td>\n<\/tr>\n
TD.PF.D<\/td>\nFixedReset Disc<\/td>\n27,300<\/td>\nYTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 20.90
\nEvaluated at bid price : 20.90
\nBid-YTW : 5.20 %<\/td>\n<\/tr>\n
There were 15 other index-included issues trading in excess of 10,000 shares.<\/td>\n<\/tr>\n<\/table>\n\n\n\n\n\n\n\n\n\n
Wide Spread Highlights<\/strong><\/td>\n<\/tr>\n
Issue<\/td>\nIndex<\/td>\nQuote Data and Yield Notes<\/td>\n<\/tr>\n
IFC.PR.E<\/td>\nDeemed-Retractible<\/td>\nQuote: 23.50 – 24.33
\nSpot Rate : 0.8300
\nAverage : 0.6118<\/p>\n

YTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 23.50
\nBid-YTW : 6.07 %<\/td>\n<\/tr>\n

EMA.PR.H<\/td>\nFixedReset Disc<\/td>\nQuote: 23.70 – 24.30
\nSpot Rate : 0.6000
\nAverage : 0.4015<\/p>\n

YTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 22.69
\nEvaluated at bid price : 23.70
\nBid-YTW : 5.13 %<\/td>\n<\/tr>\n

GWO.PR.H<\/td>\nDeemed-Retractible<\/td>\nQuote: 22.41 – 22.85
\nSpot Rate : 0.4400
\nAverage : 0.2775<\/p>\n

YTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 22.41
\nBid-YTW : 6.29 %<\/td>\n<\/tr>\n

NA.PR.S<\/td>\nFixedReset Disc<\/td>\nQuote: 18.33 – 18.79
\nSpot Rate : 0.4600
\nAverage : 0.3066<\/p>\n

YTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 18.33
\nEvaluated at bid price : 18.33
\nBid-YTW : 5.47 %<\/td>\n<\/tr>\n

SLF.PR.G<\/td>\nFixedReset Ins Non<\/td>\nQuote: 15.00 – 15.68
\nSpot Rate : 0.6800
\nAverage : 0.5389<\/p>\n

YTW SCENARIO
\nMaturity Type : Hard Maturity
\nMaturity Date\t: 2030-01-31
\nMaturity Price : 25.00
\nEvaluated at bid price : 15.00
\nBid-YTW : 8.80 %<\/td>\n<\/tr>\n

TRP.PR.B<\/td>\nFixedReset Disc<\/td>\nQuote: 12.24 – 12.65
\nSpot Rate : 0.4100
\nAverage : 0.2717<\/p>\n

YTW SCENARIO
\nMaturity Type : Limit Maturity
\nMaturity Date\t: 2049-05-06
\nMaturity Price : 12.24
\nEvaluated at bid price : 12.24
\nBid-YTW : 5.84 %<\/td>\n<\/tr>\n<\/table>\n","protected":false},"excerpt":{"rendered":"

Some might be interested in the Investment Executive Brokerage Report Card: Not surprisingly, the strong growth in advisors\u2019 businesses flowed through to their bottom lines: more than a fifth (20.8%) of Report Card respondents reported …<\/p>\n","protected":false},"author":1,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[15],"tags":[],"class_list":["post-50315","post","type-post","status-publish","format-standard","hentry","category-market-action"],"_links":{"self":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/posts\/50315","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=50315"}],"version-history":[{"count":1,"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/posts\/50315\/revisions"}],"predecessor-version":[{"id":50316,"href":"https:\/\/prefblog.com\/index.php?rest_route=\/wp\/v2\/posts\/50315\/revisions\/50316"}],"wp:attachment":[{"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=50315"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=50315"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/prefblog.com\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=50315"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}