OECD Estimate of Sub-Prime Losses

June 5th, 2008

The OECD has published a paper by Adrian Blundell-Wignall, The Subprime Crisis: Size, Deleveraging and Some Policy Options … it was actually published in April, but I missed it … the numbers weren’t scary enough, I suppose, so it was ignored by bloggers and the media.

The abstract reads:

The paper revises our previous USD 300 bn estimate for mortgage related losses to a range of USD 350-420 bn. In doing this the paper explicitly rejects the previous approach based on implied defaults from ABX pricing, because these prices are affected by illiquidity and extreme volatility; they will likely lead to misleading estimates of losses. Instead it builds a proper default model approach and allows for recovery of collateral via house sales over time. The paper separates out the losses due to commercial banks in the US, and goes on to look at the implied deleveraging required to meet capital standards. It could take 6-12 months for banks to offset losses via earnings alone, depending on Fed rate cuts and the dividend policy of banks. Since even more capital than this is required if banks were to expand their balance sheets, the paper looks at possibilities for capital injections from groups like sovereign wealth funds; and it also looks at a novel plan for the use of public money with an RTC-style approach and the issue of zero coupon bonds. Finally the paper looks at the issues of moral hazard, the likely size of the impact in Europe and Asia and non-bank corporate leverage.

The author points out that mark-to-market estimates are more than just a little suspicious:

The ABX estimates are shown in Table 1. The prices for each tranche/vintage are shown in the top section of the table. Thus in the first row, for ABX 06(1), the 14 March price 86 implies that 14% losses are discounted for AAA.5 The weights by vintage and tranche (not shown) are applied and, the weighted expected loss is shown in the bottom row of the table. This number is applied to the stock of US RMBS. Using the September 7 numbers, USD 292 bn is the implied loss (the main basis of the work last year). But as can be seen, over time the implied size of the losses seems to get ever larger. On the 14th of March, a staggering USD 887 bn loss is implied.

A similar picture emerges from our naïve equity market-cap-loss approach in Table 2. Far from the USD 308 bn published in the last FMT, the market cap losses for levered financial institutions most affected by mortgages is now a staggering USD 702 bn, very much showing the same pattern as the ABX approach.

Both approaches are undermined by recent market panic and problems with price discovery. If it is agreed that these are features of recent experience, then it follows that these estimates of losses are way too high.

This estimate of ultimate losses may be compared with

Blundell-Wignall does not give a lot of details regarding his calculation. Essentially, he’s fitting into the formula

Total losses = (total outstanding) x (delinquency rate) x (foreclosures / delinquencies) x (loss given foreclosure)

There’s not a lot of information: I have tried and failed to find details of the parameterization of this equation in either the Bank of England model or the OECD model. The best I can do is state that the BoE assumes loss given foreclosure of 50%, while the OECD varies this in a range of 40%-60%.

Additionally, the BoE examined 1,400-billion in sub-prime, while the OECD is looking at 1,300-billion sub-prime and 1,000-billion “Alt-A, etc.”.

June 4, 2008

June 4th, 2008

As a side-benefit to my preparation of a post that will, in years to come, be widely recognized as the finest blog post ever written, I have updated Bank Regulation: The Assets to Capital Multiple with an interesting chart.

I don’t see a press release from CIBC, but DBRS has released a provisional ratings opinion on a new issue of covered bonds:

DBRS has assigned a provisional rating of AAA with a Stable trend to the Series [1] to be issued by CIBC under its Global Public Sector Covered Bond Programme. This is the first issuance of a covered bond programme collateralized entirely by CMHC-insured Canadian residential mortgages.

Covered bonds are a relatively new thing in Canada.

A mixed day on the market, but volume continues to hold up.

Note that these indices are experimental; the absolute and relative daily values are expected to change in the final version. In this version, index values are based at 1,000.0 on 2006-6-30
Index Mean Current Yield (at bid) Mean YTW Mean Average Trading Value Mean Mod Dur (YTW) Issues Day’s Perf. Index Value
Ratchet 4.21% 4.22% 59,394 17.0 1 +0.0000% 1,113.3
Fixed-Floater 4.87% 4.64% 62,485 16.08 7 +0.1966% 1,027.8
Floater 4.05% 4.10% 61,688 17.13 2 +0.1979% 931.5
Op. Retract 4.83% 2.26% 89,164 2.67 15 +0.0105% 1,057.2
Split-Share 5.25% 5.33% 73,136 4.21 15 -0.0471% 1,057.4
Interest Bearing 6.09% 6.08% 50,353 3.80 3 +0.1676% 1,118.2
Perpetual-Premium 5.83% 5.60% 418,315 8.00 13 +0.0492% 1,026.4
Perpetual-Discount 5.66% 5.72% 225,214 14.30 59 -0.0483% 925.1
Major Price Changes
Issue Index Change Notes
BNA.PR.B SplitShare -1.8544% Asset coverage of just under 3.2:1 as of April 30, according to the company. Now with a pre-tax bid-YTW of 7.23% based on a bid of 21.70 and a hardMaturity 2016-3-25 at 25.00. Compare with BNA.PR.A (5.90% to 2010-9-30) and BNA.PR.C (6.63% to 2019-1-10).
SBC.PR.A SplitShare -1.4549% Asset coverage of just under 2.2:1 as of May 29, according to Brompton Group. Now with a pre-tax bid-YTW of 5.06% based on a bid of 10.16 and a hardMaturity 2012-11-30 at 10.00.
PWF.PR.L PerpetualDiscount -1.4329% Now with a pre-tax bid-YTW of 5.69% based on a bid of 22.70 and a limitMaturity.
BNA.PR.C SplitShare +1.2189% Asset coverage of just under 3.2:1 as of April 30, according to the company. Now with a pre-tax bid-YTW of 6.63% based on a bid of 20.76 and a hardMaturity 2019-1-10 at 25.00. Compare with BNA.PR.A (5.90% to 2010-9-30) and BNA.PR.B (7.23% to 2016-3-25).
BCE.PR.G FixFloat +1.9265%  
CIU.PR.A PerpetualDiscount +3.5000% Now with a pre-tax bid-YTW of 5.60% based on a bid of 29.70 and a limitMaturity.
Volume Highlights
Issue Index Volume Notes
TD.PR.R PerpetualPremium 187,840 Anonymous closed the day with a purchase of 10,000 from Nesbitt at 25.30. Now with a pre-tax bid-YTW of 5.66% based on a bid of 25.25 and a limitMaturity.
CM.PR.D PerpetualDiscount 153,750 Desjardins crossed 100,000 at 24.85, then Nesbitt crossed 50,000 at the same price. Now with a pre-tax bid-YTW of 5.87% based on a bid of 24.80 and a limitMaturity.
GWO.PR.F PerpetualPremium 52,596 Scotia crossed 52,000 at 26.15. Now with a pre-tax bid-YTW of 3.70% based on a bid of 26.10 and a call 2008-10-30 at 26.00.
POW.PR.D PerpetualDiscount 49,455 Now with a pre-tax bid-YTW of 5.69% based on a bid of 22.30 and a limitMaturity.
GWO.PR.I PerpetualDiscount 46,490 Now with a pre-tax bid-YTW of 5.38% based on a bid of 20.95 and a limitMaturity.

There were twenty-one other index-included $25-pv-equivalent issues trading over 10,000 shares today.

HPF.PR.A & HPF.PR.B: Annual Retraction Feature

June 4th, 2008

Lawrence Asset Management has announced:

On June 30, 2008, HI PREFS has its annual redemption feature. Investors who wish to participate must notify their broker of their intentions to do so at least five business days in advance of the redemption date. Proceeds from the redemption will be paid within ten business days into a shareholders brokerage account. For more details on how the annual and monthly redemption values are calculated for each of HPF.pr.a and HPF.pr.b, please click through to the next page.

Tendering HPF.pr.a to the Annual Redemption

The annual redemption value for the Series 1 share (HPF.pr.a) is calculated as the lowest of:

a) $25.00 per Series 1 Share
b) the Equivalent Canada Bond Value
c) the Net Asset Value per Unit determined as of the relevant Redemption Date after deducting the cost to the Company of the purchase for cancellation of one Series 2 Share and one Equity Share.

Based on calculations as of May 21, 2008, it is expected that the lowest of these three for the purposes of the annual redemption value calculation will be a) $25.00 per Series 1 Share. Therefore at this time, shareholders of HPF.pr.a are expected to receive $25.00 per share if they choose to redeem on June 30th, 2008. This is an estimate only to assist Series 1 Shareholders in deciding if they wish to tender to the redemption and may change between now and the annual redemption date.

There is also a monthly redemption feature on months other than the annual redemption date on which a redeemer would receive 95% of the annual redemption calculation. The monthly redemption value for redemptions received on April 30th, 2008 was $23.75.

Tendering HPF.pr.b to the Annual Redemption

The annual redemption value for the Series 2 share (HPF.pr.b) is calculated as the lowest of:

a) $14.70 per Series 2 Share
b) the Equivalent Canada Bond Value
c) the Net Asset Value per Unit determined as of the relevant Redemption Date after deducting the cost to the Company of the purchase for cancellation of one Series 1 Share and one Equity Share.

Based on calculations as of May 21, 2008, it is expected that the lowest of these three for the purposes of the annual redemption value calculation will be c) the Net Asset Value per Unit determined as of the relevant Redemption Date after deducting the cost to the Company of the purchase for cancellation of one Series 1 Share and one Equity Share. The NAV of the Unit is calculated by adding the NAV of the Series 1 Share ($25.00) plus the NAV of the Series 2 Share ($14.36 as at May 21, 2008). The cost to the Company to purchase for cancellation one Series 1 Share includes the cost to purchase the Series 1 Share on the TSX (currently trading at $24.00) plus commission of $0.04 and the fee that the Company pays to cancel the forward contract related to that Series 1 Share (approximately $0.50). As per the Prospectus, for the purposes of the redemption calculation the cost of the Equity share is deemed to be $3.54. Therefore at this time, shareholders of HPF.pr.b would be projected to receive approximately $11.28 per share if they choose to redeem on June 30th, 2008. This is an estimate only to assist Series 2 Shareholders in deciding if they wish to tender to the redemption and will change between now and the annual redemption date as the calculation is subject to market values that fluctuate daily.

It seems very odd that HPF.PR.A should be quoted today at 24.00-50, 5×7; the quote for HPF.PR.B makes a lot more sense at 10.00 – 12.00 (nice little $2 spread there!), 62×2. The NAVs are touted as $25.00 and $14.05 respectively, as of May 30.

However, nothing about this particular vehicle makes any sense at all; I’ve puzzled over it many times over the years, most recently in HPF.PR.A / HPF.PR.B : DBRS Affirms Ratings Despite Dividend Suspension.

Update: PrefBlog’s Department of Things that Make No Sense has discovered that the prospectus does not have any mechanism whereby holders can submit a unit – that is, HPF.PR.A & HPF.PR.B – and get the Unit Value. This is partly because Equity Shares are all held by the manager:

HI PREFS capital structure consists of Series 1 Shares (HPF.PR.A) and Series 2 Shares (HPF.PR.B) owned by the public and Equity Shares owned by Lawrence Asset Management Inc. (“the Manager”)

and – this is the best part (emphasis added):

In the event that any Series 1 Shares, Series 2 Shares or Equity Shares are tendered for redemption on a Redemption Date, the Company will purchase in the market for cancellation Series 1 Shares, Series 2 Shares and/or Equity Shares, as applicable, (or if the Equity Shares are not traded on a public market, redeem Equity Shares at an amount per share equal to the greater of the Net Asset Value per Equity Share and $3.54) in order that, to the extent practicable, the ratio of outstanding securities of each class remains constant.

I guess it’s the price guarantee that makes them “Equity Shares”!

So, potentially, you could buy a big block of HPF.PR.A at – say – $24.00, tender for retraction with the expectation of getting $25.00 … but then find that everybody else had done the same thing and the manager had bought a matching number of HPF.PR.B at – say – $16.00 (a high price due to forced buying … and what do they care anyway?), so you would get Unit Value of (May 30) $39.13 less Redemption price of Equity Share to Manager $3.54 less cost of buying HPF.PR.B (nasty assumption) $16.00 … and get not $25.00 but rather $19.59. Ouch!

Is there anything about this issue that is not wierd?

FDIC Releases 1Q08 Report on US Banks

June 4th, 2008

The full report is available on their website.

Of particular interest was:

Insured institutions continued to build their loan-loss reserves in the first quarter. They added $37.1 billion in loss provisions to their reserves, which was $17.5 billion more than was subtracted from reserves by charge-offs. The increased loss provisions were the main reason that reserves increased by $18.5 billion (18.1 percent) during the quarter, to $120.9 billion. The industry’s ratio of loss reserves to total loans and leases increased from 1.30 percent to 1.52 percent, the highest level since the first quarter of 2004. However, the growth in loss reserves was outstripped by the rise in noncurrent loans, and the industry’s “coverage ratio” fell for the eighth consecutive quarter, to 89 cents in reserves for every $1.00 of noncurrent loans from 93 cents at the end of 2007. This is the lowest level for the coverage ratio since the first quarter of 1993.

Capital levels benefited from a reduction in dividend payments by many institutions during the quarter. Of the 3,776 insured institutions that paid common stock dividends in the first quarter of 2007, almost half (48 percent) paid lower dividends in the first quarter of 2008, including 666 institutions that paid no dividends. Insured institutions paid $14.0 billion in total dividends in the first quarter, down $12.2 billion (46.5 percent) from a year earlier. Retained earnings (net income after dividends) totaled $5.3 billion, down $4.1 billion (43.6 percent) from a year earlier despite the lower dividend payments. Slightly more than half of all institutions (51.8 percent) reported year-over-year declines in retained earnings. Total regulatory capital increased by $25.5 billion (2.0 percent) in the first quarter, as tier 1 capital rose by $15.0 billion (1.5 percent) and tier 2 capital increased by $10.5 billion (4.1 percent). All of the increase in tier 2 capital consisted of higher loan-loss reserves. The industry’s core capital (leverage) ratio declined from 7.97 percent to 7.87 percent during the quarter, the tier 1 risk-based capital ratio slipped slightly from 10.11 percent to 10.10 percent, while the total risk-based capital ratio increased from 12.78 percent to 12.83 percent. Ninety-nine percent of all insured institutions continued to meet or exceed the highest regulatory capital standards as of the end of the first quarter. Equity capital increased by $13.5 billion in the quarter. The relatively low level of retained earnings and a sharp increase in unrealized losses on available-for-sale securities were the chief reasons for the modest rise in equity. Other comprehensive income, which includes unrealized losses on securities, reduced equity capital by $12.1 billion in the first quarter.

The number of institutions on the FDIC’s “Problem List” increased from 76 to 90 in the first quarter. Total assets of “problem” institutions rose from $22.2 billion to $26.3 billion. This is the sixth consecutive quarter that the number of “problem” institutions has increased, from a historic low of 47 institutions at the end of third quarter 2006. The current level represents the largest number of institutions on the list since third quarter 2004, when there were 95 “problem” institutions.

It is also interesting that the Deposit Insurance Fund (and as I have remarked, in the US they have a REAL deposit insurance fund) made money in the quarter, but did not increase as fast as insured deposits, resulting in a small decline in coverage.

There’s lots of numbers in this report! No matter what investment conclusion you’re determined to make, you’ll be able to justify it somehow!

June 3, 2008

June 3rd, 2008

On the weekend, Naked Capitalism republished an interesting account of a CDS lawsuit … in a nutshell, UBS bought credit protection for $1.3-billion in super-senior CDO notes from a hedge fund’s special purpose subsidiary capitalized with $4.6-million. The sub has not met its margin calls.

I’ll bet a nickel that this was a back-to-back deal … e.g., UBS wanted to insure its position and a monoline wanted to insure it, but (a) UBS was up to its position limits with the monoline, and (b) the monoline refused to consider posting collateral. In this scenario, UBS would put together a back-to-back deal, whereby they would buy protection from the sub at 15.5bp and the sub would buy protection from the monoline at 10.5bp. Hey, presto, 5bp on $1.3-billion = $650,000 p.a. free money.

Trouble ensues when the mark-to-market hits. The sub has agreed to post collateral, but the monoline hasn’t. There may also be a certain amount of doubt regarding the value of the monoline’s contract.

Sounds far-fetched? It’s my understanding that this is exactly what happened with CIBC and their big writedown. Anybody with more information on the lawsuit or the sub’s total position – let me know! You might even win a nickel!

Accrued Interest has written some more about the Bear Stearns affair with an emphasis on the idea that Lehman now finds itself in much the same position. He also links to a three-part review by the WSJ which, as he says, is excellent.

Prof. Daniel Cohen writes a piece on VoxEU that blames the sub-prime crisis on moral hazard. His answer:

Panglossian principles first explain why finance requires regulation. Prudential rules set a minimum ratio of banks’ equity capital to the amount of their investments. The idea is to oblige them to hold at their disposal the liquidity necessary to pay, and therefore to anticipate, their potential losses.

Ah, it would be a much better world if only there were more rules! I don’t have time to address this issue at the moment – but I’ll try to get to it tomorrow.

According to me, the market drifted up reasonably well today, but according to the TSX, the index drifted down. Take your choice! At least volume was good!

Note that these indices are experimental; the absolute and relative daily values are expected to change in the final version. In this version, index values are based at 1,000.0 on 2006-6-30
Index Mean Current Yield (at bid) Mean YTW Mean Average Trading Value Mean Mod Dur (YTW) Issues Day’s Perf. Index Value
Ratchet 4.24% 4.25% 54,970 16.5 1 +0.0788% 1,113.3
Fixed-Floater 4.88% 4.66% 63,050 16.05 7 -0.0347% 1,025.8
Floater 4.06% 4.11% 61,302 17.11 2 +0.2947% 929.6
Op. Retract 4.83% 2.22% 89,660 2.47 15 +0.0422% 1,057.1
Split-Share 5.25% 5.38% 72,936 4.21 15 -0.1211% 1,057.9
Interest Bearing 6.10% 6.05% 50,831 3.80 3 +0.1012% 1,116.3
Perpetual-Premium 5.83% 5.43% 415,324 7.96 13 +0.0248% 1,025.8
Perpetual-Discount 5.66% 5.71% 226,195 14.17 59 +0.0742% 925.6
Major Price Changes
Issue Index Change Notes
BNA.PR.C SplitShare -1.2042% Asset coverage of just under 3.2:1 as of April 30, according to the company. Now with a pre-tax bid-YTW of 6.78% based on a bid of 20.51 and a hardMaturity 2019-1-10 at 25.00. Compare with BNA.PR.A (5.87% to 2010-9-30) and BNA.PR.B (6.93% to 2016-3-25).
BNS.PR.N PerpetualDiscount -1.1264% Now with a pre-tax bid-YTW of 5.48% based on a bid of 24.24 and a limitMaturity.
IAG.PR.A PerpetualDiscount +1.4670% Now with a pre-tax bid-YTW of 5.55% based on a bid of 20.75 and a limitMaturity.
Volume Highlights
Issue Index Volume Notes
BMO.PR.J PerpetualDiscount 219,900 Now with a pre-tax bid-YTW of 5.60% based on a bid of 20.25 and a limitMaturity.
GWO.PR.H PerpetualDiscount 209,182 Now with a pre-tax bid-YTW of 5.38% based on a bid of 22.55 and a limitMaturity.
BNS.PR.O PerpetualDiscount 131,400 “Anonymous” bought 35,000 from “Anonymous” at 25.25 – which may, or may not, have been a cross! “Anonymous” then bought 26,200 from RBC in two tranches at 25.20. These anonymouses (anonymice?) may have have been one and the same – they may have been four different parties. Now with a pre-tax bid-YTW of 5.63% based on a bid of 25.16 and a limitMaturity.
BNS.PR.N PerpetualDiscount 87,300 Now with a pre-tax bid-YTW of 5.48% based on a bid of 24.24 and a limitMaturity.
POW.PR.D PerpetualDiscount 68,475 TD crossed 65,000 at 22.35. Now with a pre-tax bid-YTW of 5.68% based on a bid of 22.33 and a limitMaturity.

There were twenty-seven other index-included $25-pv-equivalent issues trading over 10,000 shares today.

FTN.PR.A Proposes Term Extension

June 3rd, 2008

Financial 15 Split Corp. has announced:

that a special meeting of the holders of the Company’s Preferred Shares and Class A Shares will be held at 10:00 a.m. (Eastern standard time) on Wednesday, July 23, 2008. The purpose of the meeting is to consider a special resolution to extend the mandatory termination date for the Company from December 1, 2008 to December 1, 2015. Shareholders of record at the close of business on June 16, 2008 will be provided with the notice of meeting and management information circular in respect of the meeting and will be entitled to vote at the meeting.

If the extension is approved, Class A Shareholders and Preferred Shareholders will be provided with a Special Retraction right which is designed to provide Shareholders with an opportunity to retract their Shares and receive a retraction price that is calculated in the same way that such price would be calculated if the Company were to terminate on December 1, 2008 as originally contemplated.

A term extension would be a good thing for the preferred shareholders; there is good asset coverage with this issue and a coupon of 5.25%. Unfortunately, the capital units are now valued below their issue price, implying that tax consequences to the capital unit-holders for a termination won’t be all that terrible. The ABK.PR.C exchange/extension was a much easier call for those capital unitholders, given the enormous unrealized capital gains they had.

FTN.PR.A is incorporated in the HIMIPref™ SplitShare Index. There are currently 10,174,941 shares outstanding, according to the TSX, with a par value of $10.00 – so it’s a nice size and would be good to keep on the board.

Update: Assiduous Reader cowboylutrell reminds me in the comments that this is a second attempt to extend term. The prior attempt was denied in April 2007 while term extensions for FFN.PR.A and DFN.PR.A were approved.

Update: See also previous commentary for FTN.PR.A

Index Performance: May 2008

June 3rd, 2008

Performance of the HIMIPref™ Indices for May, 2008, was:

Total Return
Index Performance
May 2008
Three Months
to
May 30, 2008
Ratchet +1.79% +3.09%
FixFloat -2.37% +0.02%
Floater +10.75% +8.59%
OpRet +0.54% +0.76%
SplitShare +1.52% +0.71%
Interest +1.18% +2.04%
PerpetualPremium +0.46% -0.76%
PerpetualDiscount +1.37% -3.51%
Funds (see below for calculations)
CPD +1.42% -1.52%
DPS.UN +0.98% -0.92%
Index
BMO-CM 50 +1.32% -1.44%

Claymore has published NAV data for its exchange traded fund (CPD) and I have derived the following table:

CPD Return, 1- & 3-month, to May, 2008
Date NAV Distribution Return for Sub-Period Monthly Return
February 29 18.34      
March 26 17.64 0.2082 -2.68% -2.90%
March 31, 2008 17.60   -0.23%
April 30 17.60     0.00%
May 30 17.85 0.00   +1.42%
Quarterly Return -1.52%

The DPS.UN NAV for May 28 has been published so we may calculate the May returns (approximately!) for this closed end fund:

DPS.UN NAV Return, May-ish 2008
Date NAV Distribution Return for period
April 30, 2008 $20.71    
May 28 $20.89   +0.87%
May 30 N/A   +0.11%
Estimated May Return +0.98%
CPD had a NAV of $17.83 on May 28 and $17.85 on May 30. The estimated May end-of-month stub period return for CPD was therefore +0.11%, which is applied to DPS.UN as described above.

Now, to see the DPS.UN quarterly NAV approximate return, we refer to the calculations for March and April:

DPS.UN NAV Returns, three-month-ish to end-April-ish, 2008
March-ish -2.26%
April-ish +0.39%
May-ish +0.98%
Three-months-ish -0.92%

June 2, 2008

June 2nd, 2008

On VoxEU, Francesco Giavazzi writes about the suddenly topical OIS / LIBOR spread.

BCE received leave to appeal to the Supreme Court; the case will be heard June 17.

The market drifted downwards, perhaps due to the National Bank Fixed Reset, 5.375%+205 new issue.

Note that these indices are experimental; the absolute and relative daily values are expected to change in the final version. In this version, index values are based at 1,000.0 on 2006-6-30
Index Mean Current Yield (at bid) Mean YTW Mean Average Trading Value Mean Mod Dur (YTW) Issues Day’s Perf. Index Value
Ratchet 4.27% 4.28% 54,032 16.5 1 -0.1574% 1,112.4
Fixed-Floater 4.88% 4.67% 62,870 16.03 7 -0.6986% 1,026.2
Floater 4.07% 4.12% 61,352 17.09 2 -0.6054% 926.9
Op. Retract 4.83% 2.43% 89,456 2.70 15 +0.0389% 1,056.7
Split-Share 5.24% 5.37% 73,028 4.22 15 +0.1323% 1,059.2
Interest Bearing 6.11% 6.20% 51,510 3.81 3 +0.2373% 1,115.2
Perpetual-Premium 5.84% 5.10% 415,115 6.70 13 +0.0033% 1,025.6
Perpetual-Discount 5.67% 5.71% 225,444 14.31 59 -0.1681% 924.9
Major Price Changes
Issue Index Change Notes
BCE.PR.G FixFloat -2.3684%  
RY.PR.F PerpetualDiscount -1.3327% Now with a pre-tax bid-YTW of 5.61% based on a bid of 19.99 and a limitMaturity.
BAM.PR.B Floater -1.2048%  
SLF.PR.C PerpetualDiscount -1.1707% Now with a pre-tax bid-YTW of 5.50% based on a bid of 20.26 and a limitMaturity.
BCE.PR.R FixFloat -1.1178%  
RY.PR.A PerpetualDiscount -1.0779% Now with a pre-tax bid-YTW of 5.56% based on a bid of 20.19 and a limitMaturity.
BCE.PR.I FixFloat -1.0753%  
TD.PR.O PerpetualDiscount -1.0204% Now with a pre-tax bid-YTW of 5.50% based on a bid of 22.31 and a limitMaturity.
SLF.PR.B PerpetualDiscount -1.0078% Now with a pre-tax bid-YTW of 5.54% based on a bid of 21.61 and a limitMaturity.
W.PR.H PerpetualDiscount +1.2074% Now with a pre-tax bid-YTW of 5.91% based on a bid of 23.47 and a limitMaturity.
Volume Highlights
Issue Index Volume Notes
GWO.PR.H PerpetualDiscount 82,050 Nesbitt crossed 25,000 at 22.59. Now with a pre-tax bid-YTW of 5.39% based on a bid of 22.50 and a limitMaturity.
BMO.PR.L PerpetualPremium 74,895 Nesbitt crossed 60,000 at 25.11. Now with a pre-tax bid-YTW of 5.87% based on a bid of 25.12 and a limitMaturity.
FAL.PR.A Ratchet 51,750 Called for redemption. Nesbitt was on the sell side for the day’s last ten trades, starting at 2:12pm and totally 51,650 in a range of 25.38-42.
SLF.PR.B PerpetualDiscount 40,795 National Bank crossed each of the day’s last ten trades, time-stamped 3:52 & 3:53, totalling 16,600 shares, all at 21.65. Now with a pre-tax bid-YTW of 5.54% based on a bid of 21.61 and a limitMaturity.
CM.PR.H PerpetualDiscount 24,475 Now with a pre-tax bid-YTW of 5.89% based on a bid of 20.68 and a limitMaturity.

There were twenty-one other index-included $25-pv-equivalent issues trading over 10,000 shares today.

HIMIPref™ Index Rebalancing: May, 2008

June 2nd, 2008
HIMI Index Changes, May 30, 2008
Issue From To Because
TD.PR.Q PerpetualDiscount PerpetualPremium Price
NA.PR.M PerpetualDiscount PerpetualPremium Price
TD.PR.R PerpetualDiscount PerpetualPremium Price
BMO.PR.L PerpetualDiscount PerpetualPremium Price
POW.PR.C PerpetualDiscount PerpetualPremium Price
CU.PR.A PerpetualPremium PerpetualDiscount Price

There were the following intra-month changes:

HIMI Index Changes during May 2008
Issue Action Index Because
None

There were the following backdated changes:

HIMI Index Backdated Adjustments
2008-5-30
Issue Action Index Because
DF.PR.A Add SplitShare See Post
SBC.PR.A Add SplitShare See Post

Critchley Credits Desjardins for Fixed-Reset Issues

June 2nd, 2008

Barry Critchley of the Financial Post today wrote (hat tip: Financial Webring Forum) a column titled Rate Reset Preferreds Catch On, in which he claims:

Given that there are only about four moving parts on any product, Desjardins worked on the yield and came up with a product that saw the yield set at a spread above the yield on five-year Canada bonds. And that spread would remain throughout the life of the issue. At the end of five years, investors were given a choice: another fixed-rate pref or a floating-rate pref. That repricing meant the prefs would be brought back to trading at par, given that investors were being offered a new “market” rate.

This is not correct. Have a look at Chart #1 in my recent article Analysis of Perpetual Resets for a ten year graph of the market spread of PerpetualDiscount issues vs. the five year Canada. It not only varies significantly, but the Credit Crunch has, not surprisingly, brought these spreads to a peak.

It is my belief that the current enormous spreads are being used to sell these issues to retail … “Look at this! 5-Year GOC +XXX bp! Widest in years and there’s a FIXED RESET!”.

However, one must remember that the issuer has options and that one of these options is to call the issue. If, in five years, the rate on a given issue is reset to a specific yield, the issuer will compare this specific yield to the yield at which new preferreds (from that issuer!) could be issued.

  • If the reset yield is greater than the market yield (for that issuer!), investors should assume the issue will be called (which could, I suppose, be construed as “trading around par”, but the investor won’t [or shouldn’t] be too happy about it).
  • If the reset yield is approximately equal to the market yield (for that issuer!), then the investor is happy and the issue will – probably – remain outstanding and trade around par
  • If the reset yield is significantly less than the market yield (for that issuer!) then the issue will – probably – remain outstanding and trade below par.

There is some mitigation of interest rate risk with this structure, but the issues are perpetual. Investors are taking on perpetual credit risk while hoping for – at best – 5-year-money rewards.

Because the rate will not be good enough in bad times, investors must demand a rate that is more than good enough in good times.

One very good example of how attempts to keep perpetual money trading at par can blow up is the Nortel Ratchet Rate issues (NTL.PR.F & NTL.PR.G). The “ratcheting” mechanism was supposed to keep the issue priced around par. It hasn’t done that very well. Same thing for all the BCE issues.

Mr. Critchley goes on to point out that Desjardins takes credit for the structure – I scooped him on that ages ago.

Mr. Critchley is writing a lot about this structure lately – his prior column quoted an unimpressed ex-capital-markets guy.

And … just to make sure nobody missed it … there was yet another new issue with this structure today (number five in a continuing series): National Bank 5.375%+205.