Issue Comments

RCG.PR.B To Be Acquired, Probably

iA Financial Corporation and RF Capital Group Inc. have announced:

that they have entered into a definitive agreement (the “Arrangement Agreement”), pursuant to which iA will acquire all of the issued and outstanding common shares of RF Capital for $20.00 per share in cash (the “Transaction”).

Pursuant to the Arrangement Agreement, iA will also acquire all of the issued and outstanding Cumulative 5-Year Rate Reset Preferred Shares, Series B of RF Capital (the “Series B Preferred Shares”) for $25.00 per share in cash, representing a premium to the 30-day volume weighted average share price on the TSX for the period ending on July 25, 2025 of 63% (plus all accrued and unpaid dividends and, to the extent closing occurs prior to March 31, 2026, a cash amount per Series B Preferred Share equal to the amount of the dividends that would have been payable in respect of a Series B Preferred Share from (and including) closing to (and excluding) March 31, 2026, as if the Series B Preferred Shares had remained outstanding during this period))

The Transaction is subject to the approval by at least two-thirds of the votes cast by common shareholders voting in person or by proxy at the Meeting. The acquisition of the Series B Preferred Shares is conditional upon the approval of at least two-thirds of the votes cast by Series B preferred shareholders voting in person or by proxy at the Meeting. However, completion of the Transaction is not conditional upon the approval of the Series B preferred shareholders. If the requisite approval from the Series B preferred shareholders is not obtained, such Series B Preferred Shares will remain outstanding in accordance with their terms. Further details regarding the applicable voting requirements will be contained in the Circular.

RCG.PR.B was issued as GMP.PR.B, a FixedReset 5.50%+289, which commenced trading 2011-2-22 after being announced 2011-2-1. The notice of extension was reported on PrefBlog. The issue reset at 3.611% in 2016; there was a 22% conversion to GMP.PR.C. It is tracked by HIMIPref™ but is relegated to the Scraps index on credit concerns. The ticker was changed from GMP.PR.B to RCG.PR.B in 2020, following a name change. The issue reset to 3.73% in 2021 and at that time there was a forced conversion to the FixedReset.

Thanks to Assiduous Reader Fireseeker for bringing this to my attention!

3 comments RCG.PR.B To Be Acquired, Probably

stusclues says:

This was a nice surprise to wake up to, alongside the Brookfield/Birch Hill take out of FN as well. Wish I had more days like this 🙂

FN.PR.A/B should have moved much higher than they did. The spread demanded by the market is still far too high in light of the acquisition IMO.

Meesha says:

Why on earth did they take the company private in a cash deal, only to leave $98MM of illiquid preferred shares trading publicly? The next reset/extend date is Jan 2026 so they could just redeem them at that time, but the deal closes in Q4/25. Why not just include them in the transaction? Before the spike yesterday they were a cheap preferred, but where should an illiquid pref of a private company that isn’t reporting quarterly, trade? If they do in fact leave them in place, who would want them?

stusclues says:

Well, at these prices, I would continue to own it. A comparable situation is CSE.PR.A. Complete financials and MD&A are available quarterly for this company with a private owner (and should be for FN also). It does suffer from an illiquidity premium but nothing like FN.PR.A/B currently. The hypothetical new issue spread for CSE is ~5.5% vs ~8.0% for FN today.

I suspect that the FN prefs will be eliminated at reset and may be subject to buyback and retirement at market prices before then.

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